Articles and Lectures

• Investors Have Their Say on Pay: Lessons Learned from the 2011 Proxy Season (ABA Annual Meeting 2011)
• Experts’ Guide to Employee Benefits Research (ABA Joint Committee on Employee Benefits Teleconference 2010 and 2008)
• “SEC Final Rules Regarding Proxy Statement Disclosure,” Banking and Financial Services Policy Report (2006)
• SEC Executive Compensation Disclosures and Practices: Preparing for Change (Webcast sponsored by RR Donnelley and West Legalworks 2006)
• “SEC Proposed Rules Regarding Proxy Statement Disclosures,” Banking and Financial Services Policy Report (2006)
• Tell Us Exactly What the Boss Makes (dealing with SEC proposed rules on proxy statement disclosure of executive compensation) (ABA Business Law Section Spring Meeting 2006)
• Recent Proxy Statement Disclosures of Executive Compensation (ABA Annual Meeting, Subcommittee Meeting 2005)
• Gearing Up for the New Proxy Season: Developments Affecting Compensation Committees and Compensation Plans (National Association of Stock Plan Professionals, NY–NJ Chapter 2004)
• “A Form 8-K Checklist” (co-author), Insights: The Corporate and Securities Law Advisor (2004)
• SEC ‘Hot Topics’ for Benefits Lawyers (ABA Business Law Section Employee Benefits Committee 2003)
• Representing the Compensation Committee–Legal Aspects (PLI 35th Annual Institute on Securities Regulation 2003)
• “Tax-Conditioned Plans” in A Practical Guide to Section 16: Reporting and Compliance (Aspen Law & Business, 4th Edition 2003 and periodic updates, 3rd Edition, 1996; Prentice Hall Law & Business, Inc., 2nd Edition, 1992 and 1st Edition 1991)
• Corporate Governance Developments: Employee Benefits and Executive Compensation Impacts (ABA Joint Committee on Employee Benefits Teleconference 2002)
• Executive Compensation and Employee Benefits Provisions of the Sarbanes-Oxley Act (ABA Annual Meeting 2002)
• “Overview of the Sarbanes-Oxley Act of 2002” (co-author) in The Sarbanes-Oxley Act of 2002 with Analysis (Matthew Bender 2002)
• Stock Option Litigation (NASPP Annual Conference 2001)
• “Equity Compensation: U.S. Securities Laws Affecting Foreign Issuers,” Insights: The Corporate and Securities Law Advisor (2001)
• Stock Option Litigation: Recent Corporate and Securities Law Cases (ABA Business Law Section Spring Meeting 2000)
• Recent Developments in Stock Option Litigation (NASPP Annual Conference 1999)
• “Executive Compensation - New Section 16 Interpretations,” Insights: The Corporate and Securities Law Advisor (1999)
• Federal Securities Law Implications for Executive Stock and Deferred Compensation Plans (ABA Annual Meeting 1998)
• Drafting Stock Plans (NASPP Annual Conference 1998)
• Nuts and Bolts of Forms 3, 4, and 5 (NASPP Annual Conference 1998)
• Securities Law Implications for ERISA Plans (PLI 1997)
• “Final Section 16 Rules Bring A Welcome Flexibility to Equity Compensation,” Corporate Governance Advisor (1996)
• “Final IRS Regulations for $1 Million Cap on Executive Compensation” (co-author), Insights: The Corporate and Securities Law Advisor (1996)
• “Proposed Amendments to Section 16 Rules: A New Approach,” Aspen Law & Business Corporation Reporter (1995)
• “IRS Regulations Proposed for Cap on Executive Compensation” (co-author), Insights: The Corporate and Securities Law Advisor (1994)
• Executive Compensation—Living with the New Rules (PLI 1993)
• “The New $1 Million Deduction Cap on Executive Compensation” (co-author), Corporate Governance Advisor (1993)
• ABA National Institute on Executive Compensation (1993)
• Contributor to ABA Project Report, “International Employee Stock Plans and the Federal Securities Laws” (1992), published in The Business Lawyer (1994)
• International Employee Stock Plans and other Current Issues in Cross-Border Offerings (ABA 1992)
• Co-chair, The New Section 16 Rules – an Update (PLI Oct. 1991)
• “New Section 16 Rules: Transactions in Employee Benefit Plans,” Insights: The Corporate and Securities Law Advisor (1991)
• Co-chair, The New Section 16 Rules (PLI March 1991)
• “Qualified Plans under the Securities Act of 1933” presented at International Conference on Pensions (Apeldoorn, The Netherlands 1989)
• “Pension Parachutes” (co-author) in Topics in Total Compensation (Panel Publications, 1987)
• Contributor to “Executive Compensation: A 1987 Road Map for the Corporate Advisor,” The Business Lawyer (1987)
• “Equity Based Compensation for U.S. Executives of Non-U.S. Companies” (co-author) presented at Association of Pension Lawyers International Conference (London 1987)

HH&R Publications

• NYSE Proposes New Compensation Committee Listing Standards (October 2012)
• Nasdaq Proposes New Compensation Committee Listing Standards (October 2012)
• SEC Proposes Amendments to Permit General Solicitation in Securities Offerings (September 2012)
• SEC Adopts Dodd-Frank Compensation Committee Rules (July 2012)
• SEC Issues Final Whistleblower Rules (June 2011)
• SEC Issues Final ‘Say on Pay’ Rules (February 2011)
• SEC Issues Proposed ‘Say on Pay’ Rules (November 2010)
• SEC Adopts Controversial ‘Proxy Access’ Rules (September 2010)
• SOX Redux: Corporate Governance and the Dodd-Frank Act (August 2010)
• Regulations Confirm Need for Prompt Employer Action To Prepare for HHS Early Retiree Reinsurance Program (June 2010)
• Health Care Reform — Impact on Employers (May 2010)
• SEC Adopts Amendments to Proxy Statement Disclosure Rules (January 2010)
• Corporate Governance and Executive Compensation Provisions in Dodd Financial Services Reform Bill (December 2009)
• Federal Reserve Issues Proposed Incentive Compensation Guidance (November 2009)
• SEC and Treasury Propose New Executive Compensation Requirements (July 2009)
• NYSE and Nasdaq Amend Director Independence Tests (August 2008)
• Deadline Is Nearing on Broad New Tax Rules For Nonqualified Deferred Compensation Arrangements (May 2008)
• Recent Section 409A Developments (October 2007)
• Year End Compliance Deadline for Compensation Arrangements Affected by Code Section 409A (August 2007)
• It's Never Too Early to Plan Ahead: SEC Staff Guidance on Executive Compensation Disclosures for the 2008 Proxy Season (May 2007)
• SEC Amends Proxy Disclosure Rules for Stock Awards (January 2007)
• IRS Withholding and Reporting Guidance for Section 409A (December 2006)
• SEC Final Rules Regarding Proxy Statement Disclosure (August 2006)
• Pension Protection Act Makes Sweeping Changes (August 2006)
• Timing is Everything: Stock Option Practices Under Scrutiny (August 2006)
• Lessons from the Magic Kingdom: The Disney Case and Corporate Governance (July 2006)
• SEC Proposed Rules Regarding Proxy Statement Disclosure (March 2006)
• SEC Brings First Proceeding Under S-Ox Loan Prohibition (December 2005)
• New Rules for Nonqualified Deferred Compensation (October 2004)
• SEC Expands Form 8-K Filing Requirements (March 2004)
• SEC Approves NYSE Corporate Governance Rules for Listed Companies (November 2003)
• SEC Approves Nasdaq Corporate Governance Rules for Listed Companies (November 2003)
• SEC Approves Nasdaq Shareholder Approval Rules For Equity Compensation Plans (July 2003)
• SEC Approves NYSE Shareholder Approval Rules For Equity Compensation Plans (July 2003)
• SEC Approves NYSE Shareholder Approval Rules For Equity Compensation Plans (July 2003)
• SEC Requires EDGAR Filing and Website Posting Of Forms 3, 4 and 5 by June 30, 2003 (June 2003)
• SEC Proposes Mandatory EDGAR Filing and Website Posting for Section 16(a) Reports (January 2003)