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Securities & Capital Markets

Hughes Hubbard & Reed LLP • A New York Limited Liability Partnership

One Battery Park Plaza • New York, New York 10004-1482 • +1 (212) 837-6000

Attorney advertising. This advisory is for informational purposes only and is not intended as legal advice. Prior results do not guarantee a similar outcome. For more information: https://www.hugheshubbard.com/legal-notices.

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Our Securities and Capital Markets practice covers all aspects of the capital formation process. We advise clients in all varieties of public and private financings, including initial public offerings, registered and unregistered securities transactions and issuance of investment grade and high yield debt. Our clients include some of the world’s largest financial institutions, which retain our lawyers because of their substantial experience in the most complex securities transactions that require highly creative and sophisticated advice. 

Our experience extends to all types and combinations of debt and equity instruments and encompasses financings of all sizes by US and foreign companies in markets worldwide.  In a capital markets environment characterized by rapid change and innovation, our lawyers structure new securities and transactions for clients in response to specific needs. Our experience with the Securities and Exchange Commission provides clear insight into regulatory considerations in offerings of all types.   

In addition to providing a full range of capital markets advice and services, our lawyers assist clients in all matters arising under US federal and state securities laws.  We have navigated the complex securities regulatory regime since the passage of the Securities Act of 1933 and the Securities Exchange Act of 1934. We remain abreast of all developments in this rapidly changing regulatory landscape.   

Our Securities and Capital Markets practice is international in scope. Our US practice based in New York and Los Angeles represents issuers and underwriters in the full range of securities offerings. Our Paris office focuses on European transactions and our Pacific Basin lawyers handle Asian transactions. Also, through our New York and Miami offices, we advise many Latin American companies and banks in connection with their US securities offerings and securities exchange listings. Our lawyers have been active in Latin America for decades, notably on debt issues and the registration of American Depositary Receipt programs. 

For more information on Hughes Hubbard & Reed’s Securities and Capital Markets practice or on the firm’s overall capabilities, please contact:

Photo of 		Gary J. Simon

Gary J. Simon

Chair

Photo of 		Gary J. Simon

Gary J. Simon

Chair

Photo of Alex Bafi

Alex Bafi

Photo of Andrew F. Fowler

Andrew F. Fowler

Photo of Javad Husain

Javad Husain

Photo of 		Kenneth A. Lefkowitz

Kenneth A. Lefkowitz

Photo of 		Charles A. Samuelson

Charles A. Samuelson

Photo of 		Jennifer E. Graham

Jennifer E. Graham

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Theodore Latty

Photo of Timothy J. McCarthy

Timothy J. McCarthy

Photo of Radina Angelova

Radina Angelova

Photo of David B. Cohen

David B. Cohen

SEC Expands Confidentiality of Registration Statements
Client Advisories
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Delaware Court of Chancery: Controlling Stockholders Have Fiduciary Duties When Voting to Change the “Status Quo”
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If You Have Someone Else’s Stuff, You’ve Gotta Give It Back: Delaware Court of Chancery Reminds Us That Directors Generally May Not Share Confidential Information With Stockholders Who Nominated Them
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SEC Adopts New SPAC Rules Expanding Disclosure Requirements
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Impending Effectiveness of New Schedule 13D and 13G Amendments
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California Adopts Sweeping and Unprecedented Climate-Related Disclosure Requirements
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Delaware Chancery Denies Motion To Dismiss Where “Allegations As A Whole Suggest Inequitable Conduct” On The Part Of Corporate Decisionmakers
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IRS Issues Guidance Interpreting Stock Buyback Excise Tax, with Implications for SPACs
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Oh, It Doesn't Show Signs of Stopping: SEC Issues More End-of-Year Rules Regarding Rule 10b5-1 Plans, Gifts of Securities, and Stock Option Awards
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Beware the Claw! SEC Finalizes Dodd-Frank Clawback Rules
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SEC Proposes New SPAC Rules
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SEC Adopts Final Changes to Accredited Investor Definition
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SEC Amends Rule 506 to Permit General Solicitation in Securities Offerings
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United Continental Issues $1.05 Billion of Bonds to PBGC
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Deals & Matters
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SEC Proposes Amendments to Permit General Solicitation in Securities Offerings
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Hughes Hubbard Advises Flushing Financial Corporation on $70M Public Offering
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Deals & Matters
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Leading U.S. Securities & Capital Markets Lawyer Alex Bafi Joins Hughes Hubbard & Reed in Paris
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HHR Again Ranked Among Top Law Firms by Latinvex for 2023
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Awards
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Hughes Hubbard Elevates Four to Partnership
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People
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The Case of Audet v. Fraser: Hashlets, Hashtakers, Hashpoints and PayCoin, Oh My!
Articles & Press
Andrew F. Fowler
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Firm Leads Isos in $2.6B SPAC Merger With Bowlero
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Deals & Matters
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Firm Leads Banco Santander’s Auto Lending Unit in $2.5B Deal to Go Private
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Firm Advises on $276M IPO for Kensington Capital’s Industrials-Focused SPAC
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Hughes Hubbard Assists Ualá in Argentina’s Largest Private Fundraising Round Ever
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Deals & Matters
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HHR Reps Cantor Fitzgerald SPAC in $850M Merger With Satellogic
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HHR Ignites Kensington Capital’s $1.5B SPAC Merger With Wallbox Chargers SL
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Firm Leads Grab in Going Public Via De-SPACing Merger at $40B Pro-Forma Valuation
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Firm Guides ANI Pharmaceuticals in Deal to Buy Novitium Pharma
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Hughes Hubbard Advises on Starboard SPAC’s $3.4B Merger With Cyxtera
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Hughes Hubbard Assists Cantor Fitzgerald SPAC in Proposed Merger With AEye
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Deals & Matters
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Firm Advises Platinum Equity in Nesco’s $1.48B Deal
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Deals & Matters
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Firm Leads Cantor Fitzgerald SPAC in Merger With View
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Deals & Matters
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HHR’s Paraguay Deal Named ‘Infrastructure Financing of the Year’
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Awards |
Deals & Matters
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Firm Advises on JD Wetherspoon's $175M Stock Offering
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Hughes Hubbard Reps Underwriting Group in ViacomCBS' $2.5B Offering
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Deals & Matters
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Hughes Hubbard Advises on China Business Law Journal’s ‘Deal of the Year’
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Awards
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Firm Assists CBS in $30B Merger With Viacom
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Deals & Matters
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Hughes Hubbard Advises on $1.44B Sale of China’s United Family Healthcare
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Firm Advises Initial Purchaser Group in CBS' $900M Debt Offering
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Deals & Matters
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​Firm Advises Paraguay in $500M Bond Sale
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Deals & Matters
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Firm Leads in AMC Networks' $2.05B Financing
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Deals & Matters
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Hughes Hubbard Reps Underwriters in CBS' $800M Offering
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Deals & Matters
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Hughes Hubbard Assists Daimler in Unwind of Equity Collar Transaction and Sale of Tesla Stake
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Deals & Matters
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Hughes Hubbard Assists Banco Regional SAECA in $300M Debt Offering
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Deals & Matters
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Firm Helps Execute $636 Million Aircraft Securitization for Avolon
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Deals & Matters
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UAL Issues First Registered Notes Since Its Merger
News & Events |
Deals & Matters
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Firm Helps Emirates Airline Launch $750M Bond
News & Events |
Deals & Matters
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New U.S. Securities Book For International Companies
Articles & Press
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$390 Million Continental Offering
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Deals & Matters
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IRS Issues Guidance Interpreting Stock Buyback Excise Tax, with Implications for SPACs View News Article
Oh, It Doesn't Show Signs of Stopping: SEC Issues More End-of-Year Rules Regarding Rule 10b5-1 Plans, Gifts of Securities, and Stock Option Awards View News Article
The Case of Audet v. Fraser: Hashlets, Hashtakers, Hashpoints and PayCoin, Oh My! View News Article
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